DescriptionThe Compliance Analyst will provide assistance to local Compliance Officer. Will work to support, advise and provide guidance to various areas of the business to ensure that Ria practices comply with BdE/SEPBLAC regulations and local/internal AML/ATF policies.
Responsibilities
- Approve all orders after review they meet all the legal and policies requirements.
- Review of customer activity and review that system generated "smart alerts" comply with internal AML/ATF policies;
- Review of agent activity and ensuring that transactions carried out at our agent locations comply with internal AML/ATF policies;
- Review that internal communications made by our agent/store employees or back-office colleagues comply with internal AML/ATF policies;
- Assess our agents' knowledge of AML/ATF regulations;
- Provide compliance training to Ria agents (Could be a business owner and/or their employees);
- Keep our customers up to date on all RIA compliance rules and regulations;
- Keep our agents up-to-date on all RIA compliance rules and regulations;
- Collaborate in preparation and filing of STR’s for detected suspicious activities and contribute in preparing responses to different inquiries from local authorities;
- Contribute to creation of new policies, collaborating with senior analysts and supervisors.
Qualifications
- Dutch: High level speaking and writing
- English: High level speaking and writing
- Computer skills: MS Office
- Organization & planning
- Communication and Influencing
- Analytical thinking
- Team work
- Excellent oral and written communications skills
