An Insurance Company is looking to add an Attorney to join their Compliance team and report directly to the Chief Compliance Officer. The role entails providing general legal and regulatory support across the company’s business. You will be responsible for matters related to Insurance Regulatory, Corporate Governance, and more.
RESPONSIBILITIES:
- Provide broad Legal/Compliance support to the CCO; review and update Code of Ethics, ensure compliance for laws/regulations related to data privacy, cyber security, AML, KYC, etc.
- Remain up to date on relevant Insurance Laws and Regulations; provide regulatory oversight on a variety of matters including transactions, insurance products, governance, cybersecurity, data privacy, and more.
- Oversee Corporate Governance matters related to the company’s international business; prepare meeting materials and draft meeting minutes, review quarterly and annual SEC reports, etc.
- Support international endeavors with the firm’s foreign subsidiaries; navigate varying regulatory jurisdictions and advise accordingly, support business teams internally, engage with outside counsel when required, etc.
- Manage and review corporate contracts; vendor agreements, license agreements, etc.
REQUIREMENTS:
- J.D. from an accredited law school
- Must be admitted to the New York Bar
- 4-5 years of Insurance Regulatory experience at a major law firm working with insurance company clients or in the Compliance Department of a major financial institution.
- In-House experience is considered a significant plus.
- Familiarity with Insurance Regulations and relevant Regulatory filings, securities law matters, corporate governance requirements.
- General Corporate experience; overseeing board meetings, reviewing SEC filings and corporate contracts, etc.
