Compliance Officer

New Edge Associates a Talent Acquisition Firm • Miami-Fort Lauderdale Area, US • $150k - $200k / year • 1w ago

Job Summary:

This is a banking position. We are seeking an experienced and dynamic Compliance Officer to oversee and manage the regulatory compliance framework across the bank. This individual will ensure the institution operates within the bounds of all applicable laws, regulations, and internal policies, with a proactive approach to identifying, mitigating, and reporting compliance risks. The ideal candidate will serve as a trusted advisor to senior leadership, help shape compliance strategy, and foster a strong culture of integrity and ethical conduct.

Key Responsibilities:

Lead the development, implementation, and maintenance of a comprehensive compliance program, ensuring adherence to all federal and state banking regulations (e.g., BSA/AML, OFAC, GLBA, CFPB, FDIC, etc.).
Identify potential areas of compliance vulnerability and risk; develop and implement corrective action plans to resolve issues.
Provide regular compliance risk assessments and reports to executive leadership and the board, including updates on new or changing regulations.
Draft, review, and maintain internal compliance policies, procedures, and controls. • Ensure policies are aligned with current regulatory expectations and best practices. • Monitor the implementation of new regulations and ensure necessary updates to internal documentation and procedures.
Serve as the primary contact for regulatory agencies, external auditors, and internal audit teams regarding compliance matters. • Coordinate and manage the preparation for regulatory exams and independent audits. • Oversee the resolution of any compliance-related findings or recommendations.
Develop and oversee the compliance training program for all levels of staff, including executive leadership and the board. • Ensure ongoing education on relevant regulatory changes and ethical standards. • Promote a culture of compliance throughout the organization.
Oversee the monitoring of activities across the bank to ensure compliance with applicable laws, rules, and internal policies.
Investigate and report compliance concerns, suspected violations, or potential misconduct.
Escalate significant issues appropriately and support necessary remediation efforts.
Partner with department heads (Risk, Legal, Operations, Lending, etc.) to ensure integrated compliance efforts across all business lines.
Guide junior compliance staff and serve as a mentor in complex regulatory matters.
Represent the institution in industry forums or regulatory working groups, as needed.

Qualifications:

A Bachelor’s degree in Business, Law, Finance, or related field required.
Advanced degree (e.g., JD, MBA, or Master’s in Compliance or Risk Management) preferred.
Minimum 7–10 years of experience in banking or financial services compliance.
Proven track record in leading enterprise-level compliance functions.
Strong understanding of consumer and commercial banking regulations, including BSA/AML, privacy, fair lending, UDAAP, and other key compliance areas.
Exceptional leadership, judgment, and analytical skills.
Ability to interpret complex regulatory requirements and apply them to business operations.
Strong interpersonal and communication skills with the ability to present confidently to executive teams and board committees.
Proficiency with compliance and risk management systems/software.

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