Our client, a well-known investment bank in New York, NY is seeking a KYC Associate to join their team. This person will be tasked with handling KYC requests from the firm's front and middle office teams, institutional client account openings and closings, and ongoing maintenance and reporting of confidential client data. Additional responsibilities include managing internal databases for entity/document management and interacting daily with traders, operations, accounting, custodians, and brokers. Candidates must have 4-8 years of compliance experience coming from a large bank or broker dealer.
Responsibilities Include:
- Running ad-hoc KYC and client data reports based on the needs of front office and relationship managers
- Assisting with new client onboarding processes, specifically completion of various trade and brokerage documentation
- Gathering, and maintaining KYC documentation and information
Requirements:
- 3-8 years of KYC experience for an established financial services firm, preferably a bank or broker dealer
- Working knowledge of Microsoft Excel
- Strong written and verbal communication skills
