LOCATION DETAILS -noted below
Only taking USC, GC or H4 EAD, L2 Visa or TN Visa
NOT able to take OPT EAD or CPT
ALL ROLES ARE HYBRID IN THE OFFICE (2-3 DAYS/WEEK) UNLESS REMOTE IS NOTED
Please submit qualified candidates and include FULL LEGAL NAME as it appears on the passport
Risk and Controls Manager
6+ months – New York City, NY
3 days in office/2 days at home
Skillset Requirements
- 8+ years within Operational Risk and controls
- Audit, issues management, new third party vendors
- RCSA background - experience with operational risk framework, the RCSA and related control programs
Day To Day Responsibilities
- Will support business leadership and teams to design and implement first line controls with respect to a variety of regulatory requirements.
- Will assist with support of the Equities Research, Research Sales and Economics - IDEAL is a a candidate with an in-depth understanding of Equity products, market practice, operations, technology and relevant regulations.
- Execute risk framework requirements such as the RCSA, creation and alignment of metrics
- Establish governance for open and upcoming items across all risk inventories and programs.
- Collaborate with Line of Business (LOB) partners on control design, implementation and monitoring.
- Ensure the LOB profile of applicable regulations and associated controls is maintained and monitored.
- Conduct risk assessments to evaluate the adequacy and effectiveness of policies, procedures, processes, systems, technology and internal controls.
- Awareness and involvement in regulatory change control, and alignment of related controls.
