DescriptionThe AML-CTF Compliance team is a part of the Continental Europe (ex-France) Compliance function and has global and regional responsibility over AML-CTF and compliance matters.
The AML-CTF Compliance Analyst will provide support to the MLRO / RC in all matters relating to effective implementation of an AML-CTF governance framework for the Luxembourg branch and the Funds. The responsibility would include, without limitation, the following:
KYC / risk assessment:
- Perform AML-CTF compliance checks on the delegate investment managers, administrative agents and global distributor
- Apply risk-based approach and prepare client risk reports, as and when required
- Perform AML-CTF risk assessment and prepare country risk assessment report
Oversight of delegates:
- Perform ongoing oversight and annual due diligence on the delegates (transfer agents and investment managers)
- Review periodic KPI reports received from the transfer agents
- Respond to ongoing requests and escalations from transfer agents
Reporting:
- Support in preparation and submission of regulatory reports, filings, questionnaires, surveys
- Support in preparation of internal governance reports, group reports
- Support in collection of information and documents for audit / ad-hoc requests
Screening and monitoring:
- Perform batch screening and sanctions screening checks using World Check tool and open source
- Perform transaction monitoring and cluster munition checks based on information provided by the service providers
Policies and procedures:
- Assist in update of AML CTF policies and procedures
- Monitor AML-CTF regulatory developments and maintain regulatory log
The successful candidate will have the following experience and profile:
| Experience |
- Up to 2 years of work experience in AML-CTF Compliance
- Understanding of EU / Luxembourg legislations on AML-CTF
- Working knowledge of investment fund industry
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| Educational background |
- Master’s degree with majors in Compliance, Risk, Internal Control or Law
- ACAMS / Compliance certification is an advantage
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| Profile |
- Quick learner capable of taking ownership of responsibilities
- Strong analytical skills with attention to detail
- Ability to work independently with limited supervision
- Be a Team player
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