DescriptionJoin our Regulatory Compliance Management Team, as a Sr. Associate, reporting directly to our Compliance Management Executive Director in Canada.
Job Responsibilities:
- Lead in administering the Regulatory Compliance Management (RCM) annual assessment
- Liaise with Core Compliance Monitoring, Training, Testing and Conduct teams across multiple lines of business operating in Canada
- Participate in various internal Compliance, governance and control forums and committees
- Advise on regulatory compliance matters for new regulations, organizational developments, products and services
- Administer the implementation of Canadian compliance policies, ensuring consistency across LOBs and contributing to regional and global policies requiring Canadian content
- Assist in management of regulatory requests, audits, surveys, inquiries and reviews
- Participate in industry working groups and forums
- Liaise with regulators as required and during regulatory examinations
Qualifications:
- Highly motivated, independent, and experienced professional with solid regulatory compliance background and technical knowledge of bank obligations and cross-border laws and regulations
- Project and control management skills and experience
- Familiarity with Regulatory Compliance Management requirements and Resolver technology tool
- Bachelors' degree & Legal Qualifications.
- 5 or more years of relevant industry compliance or legal experience
- Must demonstrate excellent interpersonal, communication, resource management, organizational and decision-making skills
JPMorgan Chase is committed to employment equity and encourages applications from women, aboriginal peoples, persons with disabilities and members of visible minorities.
