Job Description:

Greetings from Talisma HR Solutions!

Join a dynamic stock broker firm as a Compliance Executive, managing key exchange compliance activities and submissions. Be part of a supportive team with great benefits in Fort, Mumbai.

Job Title: Compliance Executive
Company: Stock Broker Firm
Location: Fort, Mumbai

Salary: Basis current package and caliber
Experience Required: 2-3 years

Work Timings: 9:30 AM to 6:00 PM
Working Days: Mondays to Friday (1st & 3rd Saturdays working)

Benefits:

₹5 Lac Mediclaim
14 Days Paid Leave

Qualification:

Graduate (Fluent in English)
Optional: NISM Certificate in Compliance, Depository, or Risk

Key Responsibilities:

Handling routine exchange compliance activities
Assisting with internal and exchange inspections
EKYC processes
ENIT submissions on the NSA portal
BEFS portal submissions under BSE
Ensuring communication and follow-ups to complete compliance tasks efficiently
Attention to detail and patience in handling regulatory requirements

Talisman HR Solutions

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