Primary Success Factors

Lead the operating incident program. Discuss control breakdowns with the business units, determine root cause and impact and make recommendations to mitigate the risk. Present results to Senior Leaders and C-level Executives.
Lead the records management and insurance programs. Ensure compliance with regulatory guidance.
Assist with the completion of the risk and control self-assessment process including preparing and presenting reports to management. This includes a leadership role in discussions and reaching conclusions on complex risks and making judgments on inherent, magnitude and residual risks.
Provide high quality service to internal customers by being proactive in assessing information and understanding the needs of the business unit; provide guidance on and assist in the completion of risk related tasks.
Participate in other relevant ERM duties as assigned including assisting the CRO in the quarterly SOX certification process.

Required Experience

Bachelor's degree in Finance, Accounting or Business Administration or related; MBA or related a plus
Five or more years of experience, preferably in the financial services industry, with an emphasis on evaluating risks and internal controls. Preferable fields of work would be in the risk area or Internal Audit.
Experience in conducting and/or preparing risk assessments
Extensive experience using various computer programs (i.e. GRC)

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