Job Description:

Compliance Monitoring Analyst - permanent

I am working with an International Investment Group, specialising in Digital and Cryptocurrency, who are looking to strengthen their compliance team with the addition of a Compliance Monitoring Analyst.

THE RESPONSIBILITIES:

Conducting compliance monitoring activities as described in the Compliance Monitoring Program
Transactions and operations monitoring (uses the Know-Your-Transaction System), understanding and implementing real-time alerting were relevant.
Ensuring compliance with the firm’s policies and procedures
Supporting the creation and implementation of enhancements to the automated surveillance system, transaction- and communication monitoring framework and associated policies and procedures.
Helping to ensure that algorithmic trading requirements, understanding and implementing real-time alerting were relevant.
Developing and maintaining a broad knowledge of the firm’s business and regulatory framework
Developing good working relationships internally
Analysing alerts generated by the surveillance system, alsomanually or semi-automatically operation and transaction monitoring
Conducting transactional monitoring reviews
Writing reports that present monitoring results, capturing findings and actions
Ownership and tracking of agreed remedial actions through to conclusion.
Assisting to collate the relevant information for internal and external regulatory audits.
Developing and implementing robust procedures and processes applicable to monitoring function.
Other duties as required

EXPERIENCE REQUIRED:

Experience withinKnow-Your-Transaction Systems andCompliance Market Surveillance.
Understanding of market abuse
Good practical knowledge of market abuse and market manipulation.
Good AML/CTF knowledge
Good attention to detail and analytical skills
Ability to develop relationships internally and with customers and associates of company.
Ability to understand operations function, as well as front office activities.

Required Skills:

Front Office Operations Analytical Skills Ownership Reviews Trading Writing Communication Business

£ 28,000.00 - 35,000.00 (British Pound Sterling)

5iveTech Recruitment

About Us

New Jobs

Compliance Monitoring Analyst